Semester:SS 17
Type:Module/Examination
ECTS-Credits:5.0
Semester Hours per Week / Contact Hours:57.0 L / 43.0 h
Self-directed study time:107.0 h
Type:Module/Examination
ECTS-Credits:5.0
Semester Hours per Week / Contact Hours:57.0 L / 43.0 h
Self-directed study time:107.0 h
Module coordination/Lecturers
- Prof. Dr. Nicolas Raschauer
(Studienleitung)
- Dipl. Kff. Nadja Dobler
(Modulleitung)
- Laura Oehry
(Informationskontakt)
Curricula
Executive Master of Laws in Banking and Securities Law (01.09.2016)Events
- EM LLM BSL 16: Secondary markets: Duties of Institutional investors, Proxy advisers and the exercise of voting rights (SRD)
- EM LLM BSL 16: Exam Review
- EM LLM BSL 16: Prospectus: Procedures, Content and Liability
- EM LLM BSL 16: Product regulation II
- EM LLM BSL 16: PSD 2
- EM LLM BSL 16: Case study
- EM LLM BSL 16: Secondary markets: Transparency obligations and issuer disclosure
- EM LLM BSL 16: Product regulation I
- EM LLM BSL 16: IDD - Insurance Distribution Directive
- EM LLM BSL 16: Overview on the regulation of Market infrastructure, Market entry and Market access (EMIR etc.)
- EM LLM BSL 16: Law and Economics of IPOs at Regulated and Residual Markets
- EM LLM BSL 16: Securitization
Description
Module 4 gives an overview of the EU financial services regime, investment services and regulated markets. The issuance and trading of securities as well as various legal issues pertaining to financial derivatives will also be looked at. Furthermore, participants will learn about the regulation of investment services providers and products on regulated markets and trading markets in the EU (esp. MiFID), the USA and in Asia. In particular, official listing and trading admissions as well as the more general transparency and disclosure regimes (eg Prospectus Directive) will be covered.
Qualifications
Exams
- PWB_EM LLM BSL 16: Examination Module 4 (SS 17, in Bewertung)