Semester:WS 13/14
Type:Lecture
Language:English
Scheduled in semester:3
Semester Hours per Week / Contact Hours:18.0 L / 13.5 h
Self-directed study time:31.5 h
Type:Lecture
Language:English
Scheduled in semester:3
Semester Hours per Week / Contact Hours:18.0 L / 13.5 h
Self-directed study time:31.5 h
Module coordination/Lecturers
- François E. Aubert
(Externer Dozent)
- Dr. Lars Kaiser
(Modulleitung)
- Dr. Aron Veress, MSc
(Modulleitung)
- Dr. rer. oec. Jurij-Andrei Reichenecker, MSc UZH ETH LL.M.
(Co-Modulleitung)
Curricula
Master's degree programme in Banking and Financial Management (01.10.2008)Description
- Ethical Demands in Investment Management.
- Professional Standards in Investment Management, e.g. in Connection with Non-Public Information, Obligations to Customers and Employers, Dealing with Conflict of Interest
- Ethical Aspects in Practice
- Global Investment Performance Standards (GIPS)
Learning Outcomes
- Integrating and justifying ethical demands in one's own dealings
- Discussing and scrutinising ethical aspects
- Being familiar with professional standards
- Realising obligations to customers and employers
- Illustrating and dealing with conflict of interest
- Developing a comprehensive perspective of the capital market
- Relating to the Global Investment Performance Standards
Qualifications
Literature
Required reading:
- Standards of Practice Handbook, Tenth Edition (effective 1 July 2010) [http://www.cfapubs.org/toc/ccb/2010/2010/2]
Recommended reading:
- Boatright, J. R. (1999). Ethics in Finance. Blackwell Publishing Limited.
Materials
Lecture slides will be available on Moodle
Exam Modalities
- Written examination with 90 minutes editing time (50%) (60min of this course content)
Dates
| Datum | Zeit | Raum |
| 17.10.2013 | 09:00 - 16:30 | S4 |
| 18.10.2013 | 09:00 - 16:30 | S4 |